Carolyn
Finick
Ubs Financial Services Inc
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About this Advisor
Carolyn Finick is a financial advisor working out of Wilmington, North Carolina, who has 10 years in the industry. Finick currently works for Ubs Financial Services Inc. Their career trajectory has included roles at Matt Logan Inc, Hutchinson Private Wealth and Ubs Financial Services Inc. Finick has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in North Carolina. Ubs Financial Services Inc is a financial advisory firm headquartered in Wilmington, North Carolina. The investment advisory business has offices in 369 locations and a total of 12,710 advisors. It has $692 billion in assets under management across its 1,073,865 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 5,584 charitable organizations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth investors who have more than $1 million in investable assets. The business provides a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors depend on the financial services. Fees charged by Ubs Financial Services Inc may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Ubs Financial Services Inc Brokerage Details
$692,292,245,524
12,710
1,073,865
$644,673
Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Carolyn Finick Work History
Carolyn has 10 years of experience.
Ubs Financial Services Inc
Matt Logan Inc
Hutchinson Private Wealth
Disclosures
Carolyn Finick has no disclosures.
Please visit their SEC profile for more details.
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The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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