Ubs Financial Services Inc

Investment Advisor
in Washington, DC

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About this Advisor

Foram Shah is a chartered financial analyst who works out of Washington, District Of Columbia, with 10 years of financial industry experience. Shah works at Ubs Financial Services Inc. Throughout their career, Shah has worked at Ubs Business Solutions Us LLC, Ubs Business Solutions India Private Limited, Pricewaterhouse Coopers Private Limited, Deloitte India Private Limited and Extended Travel And Homemaking. Shah has a Series 63 license, certifying them as a securities agent, and is registered to advise clients in District Of Columbia and Tennessee. Ubs Financial Services Inc is an advisory business that has its headquarters in Washington, District of Columbia. The company has offices in 369 locations and a total of 12,710 employees. It oversees $692 billion in assets between its 1,073,865 accounts, making it one of the biggest firms in the country by assets under management. The firm provides services to 5,584 charities and foundations. Of its 1,073,865 accounts, 66% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Ubs Financial Services Inc performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fee schedules largely vary depending on which service is offered. However, fee types charged by Ubs Financial Services Inc most likely consist of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

1501 K Street North West 11Th Floor
Washington, DC 20005

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


DC Average: $10,121,009,343
Total Number of Employees


DC Average: 92
Total Number of Accounts


DC Average: 6,978
Average Account Size


DC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Foram Shah Work History

Foram has 10 years of experience.

2018 - Present (4 years)

Ubs Business Solutions Us LLC

2018 - 2018 (< 1 year)

Extended Travel And Homemaking

2017 - 2018 (1 year)

Ubs Business Solutions India Private Limited

2016 - 2017 (1 year)

Extended Travel And Homemaking

2015 - 2016 (1 year)

Pricewaterhouse Coopers Private Limited

2012 - 2015 (3 years)

Deloitte India Private Limited


Foram Shah has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Scott Curole
New Orleans, LA
Grace Seymour
Nashville, TN
Lindsey Polhemus
Portsmouth, NH
Kenneth Rabalais
Lafayette, LA
Peter Flood
Houston, TX
Timothy Walsh
Saint Petersburg, FL
Dawn Stil
Philadelphia, PA
Alex Gilman
New York, NY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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