Ubs Financial Services Inc
About this Advisor
Laurie Pallas is a financial advisor based in Stamford, Connecticut, with a total of 10 years of financial industry experience. Pallas is an advisor for Ubs Financial Services Inc. Their career trajectory has included roles at Vision Finanical Markets, Vision Investment Advisors and Ubs Financial Services Inc. Pallas holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to advise clients in Connecticut. Ubs Financial Services Inc is a registered investment business that has its headquarters in Stamford, Connecticut. The firm has offices in 369 locations and a total of 12,710 advisors. It handles $692 billion in assets under management among its 1,073,865 accounts, making it one of the largest firms in the United States by assets under management. The firm serves 5,584 charitable organizations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth individuals who have more than $1 million in investable assets. Ubs Financial Services Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fees vary depending on the type of services provided. However, fee types billed by Ubs Financial Services Inc likely include any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Ubs Financial Services Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Laurie Pallas Work History
Laurie has 10 years of experience.
Ubs Financial Services Inc
Vision Finanical Markets
Vision Investment Advisors
Laurie Pallas has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Wellesley Hills, MA
Trail Parker, CO
New York, NY
Saint Petersburg, FL
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.