Laurie
Pallas
Ubs Financial Services Inc
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About this Advisor
Laurie Pallas is a financial advisor based in Stamford, Connecticut, with a total of 10 years of financial industry experience. Pallas is an advisor for Ubs Financial Services Inc. Their career trajectory has included roles at Vision Finanical Markets, Vision Investment Advisors and Ubs Financial Services Inc. Pallas holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to advise clients in Connecticut. Ubs Financial Services Inc is a registered investment business that has its headquarters in Stamford, Connecticut. The firm has offices in 369 locations and a total of 12,710 advisors. It handles $692 billion in assets under management among its 1,073,865 accounts, making it one of the largest firms in the United States by assets under management. The firm serves 5,584 charitable organizations. Of its 1,073,865 customer accounts, 66% are associated with high-net-worth individuals who have more than $1 million in investable assets. Ubs Financial Services Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fees vary depending on the type of services provided. However, fee types billed by Ubs Financial Services Inc likely include any blend of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Ubs Financial Services Inc Brokerage Details
$692,292,245,524
12,710
1,073,865
$644,673
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Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Laurie Pallas Work History
Laurie has 10 years of experience.
Ubs Financial Services Inc
Vision Finanical Markets
Vision Investment Advisors
Disclosures
Laurie Pallas has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
Nashville, TN
Wellesley Hills, MA
Weehawken, NJ
Trail Parker, CO
New York, NY
Miamisburg, OH
Houston, TX
Saint Petersburg, FL
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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