Northern Trust Investments, Inc

Investment Advisor
in Chicago, IL

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About this Advisor

Paul Kubasiak is a financial advisor operating out of Chicago, Illinois, who has been in the industry for 11 years. Kubasiak is an advisor for Northern Trust Investments, Inc. During their career, Kubasiak has held roles at Sheridan Road Financial, Level Up, University Of Marquette, Lpl Financial, LLC, Independent Financial Partners, Sheridan Road Advisors, LLC (Sheridan Road), Northern Trust Securities, Inc and Northern Trust Bank. Kubasiak holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Illinois. Northern Trust Investments, Inc is a financial advisory firm that has its headquarters in Chicago, Illinois. The firm has offices in eight locations and a total of 550 employees. It manages $1 trillion in total assets among its 41,517 client accounts, placing it among the largest firms in the country by assets under management. The firm advises 1,614 charitable organizations. Of its 41,517 client accounts, 33% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The firm offers a diverse assortment of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Financial advisory fee schedules depend on which services the firm provides the client. However, fee types billed by Northern Trust Investments, Inc can include asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others



Office Location

181 W. Madison
Chicago, IL 60603

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Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management


IL Average: $6,674,516,078
Total Number of Employees


IL Average: 44
Total Number of Accounts


IL Average: 2,564
Average Account Size


IL Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Paul Kubasiak Work History

Paul has 11 years of experience.

2020 - Present (2 years)

Northern Trust Securities, Inc

2020 - Present (2 years)

Northern Trust Bank

2018 - 2020 (2 years)

Sheridan Road Advisors, LLC (Sheridan Road)

2015 - 2019 (4 years)

Independent Financial Partners

2014 - 2019 (5 years)

Lpl Financial, LLC

2012 - 2020 (8 years)

Sheridan Road Financial

2012 - 2012 (< 1 year)

Level Up

2011 - 2012 (1 year)

University Of Marquette


Paul Kubasiak has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

John Babnik
Chicago, IL
George Taylor
Chicago, IL
John Abunassar
Chicago, IL
William Hurt
Chicago, IL
Paul Kubasiak
Chicago, IL
Emily Meyer
East Greenwich, RI
Justin Gutwald
Chicago, IL
Douglas Brown
Chicago, IL

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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